Suchergebnisse

• eBook-Kapitel aus dem Buch WpPG

  Anh. IX EU-ProspV Mindestangaben für das Registrierungsformular für Schuldtitel und derivative Wertpapiere (Schema) (Schuldtitel und derivative Wertpapiere mit einer Mindeststückelung von 100.000 EUR)

  Elke Glismann

  …Responsible 1.1. All persons responsible for the infor- mation given in the registration docu- ment and, as the case may be, for certain parts of it, with, in… …suer’s position within it. 6.2. If the issuer is dependent upon other entities within the group, this must be clearly stated together with an explana-… …audited or reported on as to whether or not, for the purposes of the registration document, it gives a true and fair view, in accordance with auditing… …, in the form and context in which it is included, with the consent of that person who has au- thorised the contents of that part of the registration…

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• eBook-Kapitel aus dem Buch WpPG

  Art. 18 EU-ProspV Schema für das Registrierungsformular für Organismen für gemeinsame Anlagen des geschlossenen Typs

  Prof. Dr. Dirk Zetzsche, David Eckner

  …. are recognised by national law in the Member State in which it is incorpo- rated as a collective investment un- dertaking of the closed end type; or 2… …issuer/collective investment under- taking/counterparty as if it were an is- suer for the purposes of the minimum disclosure requirements for the share registration… …Veröffentlichung unter Punkt 4.1. gilt für: a) den Gutachter; (a) information relating to each underly- ing collective investment undertaking as if it were an…

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• eBook-Kapitel aus dem Buch WpPG

  Anh. XVII EU-ProspV Mindestangaben für das Registrierungsformular für Wertpapiere, die von internationalen öffentlichen Organismen ausgegeben werden, und für Schuldtitel, deren Garantiegeber ein OECDMitgliedstaat ist (Schema)

  Christiane Breuer

  …may be, for certain parts of it, with, in the latter case, an in- dication of such parts. In the case of nat- ural persons including members of the is-… …produced at the issuer’s request a statement to that effect, that such statement or report is in- cluded, in the form and context in which it is included…
• eBook-Kapitel aus dem Buch WpPG

  Anh. VI EU-ProspV Mindestangaben für Garantien (Zusätzliches Modul)

  Dr. Timo Holzborn

  …guarantor The guarantor must disclose information about itself as if it were the issuer of that same type of security that is the subject of the guarantee…
• eBook-Kapitel aus dem Buch WpPG

  § 29 Vorsichtsmaßnahmen

  David Eckner

  …Prospectus Directive only harmonises the aspects included in it, the irregularities and breaches mentioned in Article 23 refer only to obligations under the…
• eBook-Kapitel aus dem Buch WpPG

  § 28 Zusammenarbeit mit zuständigen Stellen in anderen Staaten des Europäischen Wirtschaftsraums

  Dr. Matthias Höninger, David Eckner

  …Regulation of European Securities Markets, 15 February 2001, 38: „The outcome of this work [Ann.: on Level 3 by CESR] would be non-binding although clearly it… …compelling case for a uni- form rule-book and the political context makes it a practical reality”. 28 Ausführlich Möllers, in: Möllers, Geltung und Faktizität…
• eBook-Kapitel aus dem Buch WpPG

  Art. 2 EU-ProspV Begriffsbestimmungen

  Martin E. Foelsch

  …limits or restrictions or exclu- sions and make arrangements it con- siders appropriate to deal with trea- sury shares, fractional entitlements and…