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  Anh. X EU-ProspV Mindestangaben für Zertifikate, die Aktien vertreten (Schema)

  Nils Rahlf

  …case, an indication of such parts. In the case of natural persons including members of the issuer's admin- istrative, management or supervisory bodies… …financing (internal or external); 5.2.3. Information concerning the issuer's principal future investments on which its management bodies have already made… …about factors which are exclusively outside the influ- ence of the members of the administra- tive, management or supervisory bodies; the assumptions must… …. 14. Verwaltungs-, Geschäftsführungs- und Aufsichtsorgane sowie oberes Management 14.1. Name und Geschäftsanschrift nach- stehender Personen sowie… …such forecast is no longer valid if that is the case. 14. Administrative, Management, and Supervisory Bodies and Senior Ma- nagement 14.1. Names… …; (d) any senior manager who is relevant to establishing that the issuer has the appropriate expertise and experience for the management of the issuer's… …business. The nature of any family relationship be- tween any of those persons. In the case of each member of the admin- istrative, management or… …first subpara- graph, details of that person’s relevant management expertise and experience and the following information: (a) the names of all companies… …and part- nerships of which such person has been a member of the administrative, management or supervisory bodies or partner at any time in the previous… …five years, indicating whether or not the individual is still a member of the administrative, management or su- pervisory bodies or partner. It is not…

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  Art. 26a EU-ProspV Verhältnismäßiges Schema für Bezugsrechtsemissionen / Anh. XXIII EU-ProspV Mindestangaben für das Aktienregistrierungsformular bei Bezugsrechtsemissionen (verhältnismäßiges Schema).

  Philipp Dietz

  …persons including members of the is- suer’s administrative, management or supervisory bodies indicate the name and function of the person; in case of le-… …external) 4.2.3. Information concerning the issuer’s principal future investments on which its management bodies have already made firm commitments. 5… …influ- ence and assumptions about factors which are exclusively outside the influ- ence of the members of the administra- tive, management or supervisory… …. Administrative, Management, and Supervisory bodies and Senior Ma- nagement 9.1. Names, business addresses and functions in the issuer of the following persons… …issuer has the appropriate expertise and experience for the management of the issuer’s business. EU-ProspV Anh. XXIII Mindestangabe 914 Dietz Art… …oder für die Tätigkeit im Management oder der The nature of any family relationship be- tween any of those persons. In the case of each member of the… …admin- istrative, management or supervisory bodies of the issuer and of each person mentioned in points (b) and (d) of the first subparagraph, details of… …that per- son’s relevant management expertise and experience and the following informa- tion: (a) the names of all companies and part- nerships of which… …such person has been a member of the administrative, management or supervisory bodies or partner at any time in the previous 5 years, indicating whether… …or not the individual is still a member of the ad- ministrative, management or supervi- sory bodies or partner. It is not neces- sary to list all the…

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  Anh. XXVIII EU-ProspV Mindestangaben für Aktienzertifikate von KMU und Unternehmen mit geringer Marktkapitalisierung (verhältnismäßiges Schema)

  Philipp Dietz

  …is- suer’s administrative, management or supervisory bodies indicate the name and function of the person; in case of le- gal persons indicate the name… …suer’s principal future investments on which its management bodies have al- ready made firm commitments and the anticipated sources of funds needed to… …which are exclusively outside the influ- ence of the members of the administra- tive, management or supervisory bodies; the assumptions must be readily… …Verwaltungs-, Leitungs- oder Aufsichtsorgans ist; 14. Administrative, Management, and Supervisory Bodies and Senior Ma- nagement 14.1. Names, business… …senior manager who is relevant to establishing that the issuer has the appropriate expertise and experience for the management of the issuer’s business… …. The nature of any family relationship be- tween any of those persons. In the case of each member of the admin- istrative, management or supervisory… …bodies of the issuer and of each person mentioned in points (b) and (d) of the first subparagraph, details of that per- son’s relevant management expertise… …administrative, management or supervisory bodies or partner at any time in the previous 5 years, indicating whether or not the individual is still a member of the… …ad- ministrative, management or supervi- sory bodies or partner. It is not neces- sary to list all the subsidiaries of an issuer of which the person is… …einem Verwaltungs-, Leitungs- oder Auf- sichtsorgan eines Emittenten oder für die Tätigkeit im Management oder der Führung der Geschäfte ei- nes…

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  Anh. I EU-ProspV Mindestangaben für das Registrierungsformular für Aktien (Modul)

  Dr. Holger Alfes, Dr. Laurenz Wieneke

  …administrative, management or supervisory bodies indicate the name and function of the person; in case of le- gal persons indicate the name and regis- tered office… …5.2.3. Information concerning the issuer’s principal future investments on which its management bodies have already made firm commitments. 6. BUSINESS… …and assumptions about factors which are exclusively outside the influ- ence of the members of the administra- tive, management or supervisory bodies… …establishing that the issuer has the appropriate expertise and experience for the management of the issuer’s business. Mindestangaben Anh. I EU-ProspV… …relationship be- tween any of those persons. In the case of each member of the admin- istrative, management or supervisory bodies of the issuer and of each… …person mentioned in points (b) and (d) of the first subparagraph, details of that per- son’s relevant management expertise and experience and the following… …informa- tion: (a) the names of all companies and part- nerships of which such person has been a member of the administrative, management or supervisory… …bodies or partner at any time in the previous five years, indicating whether or not the individual is still a member of the administrative, management or… …bodies) and whether such person has ever been disqualified by a court from acting as a member of the administrative, management or supervisory bodies of an… …oder Auf- sichtsorgan eines Emittenten oder für die Tätigkeit im Management oder die Führung der Geschäfte ei- nes Emittenten während zumindest der…

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  Art. 26b EU-ProspV Verhältnismäßige Schemata für kleine und mittlere Unternehmen und Unternehmen mit geringer Marktkapitalisierung / Anh. XXV EU-ProspV Mindestangaben für das Aktienregistrierungsformular von KMU und Unternehmen mit geringerMarktkapitalisierung (verhältnismäßiges Schema)

  Philipp Dietz

  …including members of the is- suer’s administrative, management or supervisory bodies indicate the name and function of the person; in case of le- gal persons… …. Information concerning the issuer’s principal future investments on which its management bodies have already made firm commitments and the anticipated sources… …the influ- ence of the members of the administra- tive, management or supervisory bodies; the assumptions must be readily under- Registrierung Aktien… …longer valid if that is the case. 14. Administrative, Management, and Supervisory bodies and Senior Ma- nagement 14.1. Names, business addresses and… …manager who is relevant to establishing that the issuer has the appropriate expertise and experience for the management of the issuer’s business. The… …nature of any family relationship be- tween any of those persons. In the case of each member of the admin- istrative, management or supervisory bodies of… …the issuer and of each person mentioned in points (b) and (d) of the first subparagraph, details of that per- son’s relevant management expertise and… …, management or supervisory bodies or partner at any time in the previous 5 years, indicating whether or not the individual is still a member of the ad-… …ministrative, management or supervi- sory bodies or partner. It is not neces- sary to list all the subsidiaries of an issuer of which the person is also a… …Mitgliedschaft in einem Ver- waltungs-, Leitungs- oder Aufsichts- organ eines Emittenten oder für die Tätigkeit im Management oder die Führung der Geschäfte eines…

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  Anh. XI EU-ProspV Mindestangaben für das Registrierungsformular für Banken (Schema)

  Petra Kirchner

  …latter case, an in- dication of such parts. In the case of nat- ural persons including members of the is- suer’s administrative, management or supervisory… …the administra- tive, management or supervisory bodies; be readily understandable by investors; be specific and precise; and not relate to the general… …comparable with the historical financial information. 9. Administrative, Management, and Supervisory Bodies 9.1. Names, business addresses and functions in… …of a limited partnership with a share capital. 9.2. Administrative, Management, and Supervisory bodies conflicts of interests Potential conflicts of…

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  Anh. XXIX EU-ProspV Mindestangaben bei Emissionen von Kreditinstituten gemäß Artikel 1 Absatz 2 Buchstabe j der Richtlinie 2003/71/EG (verhältnismäßiges Schema)

  Petra Kirchner

  …6. Organisational Structure 7. Trend Information 8. Profit Forecasts or Estimates 9. Administrative, Management, and Supervisory Bodies 10. Major…
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  Anh. IV EU-ProspV Mindestangaben für das Registrierungsformular für Schuldtitel und derivative Wertpapiere (Schema) (Schuldtitel und derivative Wertpapiere mit einer Stückelung von weniger als 100.000 EUR)

  Elke Glismann

  …of such parts. In the case of nat- ural persons including members of the is- suer’s administrative, management or supervisory bodies indicate the name… …the date of the last published financial statements. 5.2.2. Information concerning the issuer’s principal future investments, on which its management… …and assumptions about factors which are exclusively outside the influ- ence of the members of the administra- tive, management or supervisory bodies… …on a basis comparable with the historical financial information 10. Administrative, Management, and Supervisory Bodies 10.1. Names, business… …liability, in the case of a limited partnership with a share capital. 10.2. Administrative, Management, and Supervisory bodies conflicts of interests…

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  Anh. IX EU-ProspV Mindestangaben für das Registrierungsformular für Schuldtitel und derivative Wertpapiere (Schema) (Schuldtitel und derivative Wertpapiere mit einer Mindeststückelung von 100.000 EUR)

  Elke Glismann

  …the latter case, an in- dication of such parts. In the case of nat- ural persons including members of the is- suer’s administrative, management or… …administra- tive, management or supervisory bodies; be readily understandable by investors; EU-ProspV Anh. IX Registrierung Schuldtitel derivative WP… …on a basis comparable with the historical financial information. 9. Administrative, Management, and Supervisory Bodies 9.1. Names, business… …liability, in the case of a limited partnership with a share capital. 9.2. Administrative, Management, and Supervisory bodies conflicts of inte- rests…

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  Art. 18 EU-ProspV Schema für das Registrierungsformular für Organismen für gemeinsame Anlagen des geschlossenen Typs

  Prof. Dr. Dirk Zetzsche, David Eckner

  …Verwal- tungs-, Management- und Aufsichts- organen der/des Basisemittenten er- griffen bzw. eingegangen werden, wenn ein solches Vorgehen für das… …. do not take or seek to take legal or management control of any of the is- suers of its underlying investments. In such a case, legal control and/or… …the management of the collective investment undertaking. 1.2. The borrowing and/or leverage lim- its of the collective investment undertak- ing. If… …financial instru- ments, money market instruments or cur- rencies other than for the purposes of efficient portfolio management (i.e. solely for the purpose…

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